Job Name : Assistant
Salary : 21000 – 22000 a Months
Exp: 0 – 2 years
Company Name : Barclays
Location : Mumbai, Maharashtra
Qualification : Graduation
Language : English/Hindi
Job Info –
The overall purpose of the role is to:
- Assist the Front Office Team PAN India as face of the Client Due Diligence team and ensure that the KYC documents are scrutinised and verified at the same level at managed centrally out of the Mumbai location.
- Co-ordinating with the Service Manager and Private Banker (front Office) in facilitating a seamless and error – free Diligence and Review of client files.
- Manage and hand hold the CDD team members and assist with the review of complex on-boarding / review of client accounts.
- Review and complete required forms for completion of a client file up to the standard required. Check and perform a Review on the overall status of the client.
- Manage queries from business and co-ordinate with senior stakeholders to resolve such queries.
- Manage controls from a risk and control agenda on all areas during the Client Life Cycle.
- Raise, track and escalate Trigger event Reviews and Periodic Reviews not completed within the said deadlines.
- Objectively provide a quantitative assessment during Key Risk Indicators and areas in the FC space.
- Handling internal quality assurance and Barclays Internal Audits.
What will you be doing?
- Checks and challenge of the governance including financial crime risk and control frameworks laid out by local and Group Compliance Service teams.
- Know Your Client, Client On-Boarding & Due Diligence from a Document Review perspective having good understanding of Local KYC, nuances of KRA and CKYC.
- Fair knowledge of global diligence requirements including source of wealth, FATCA / CRS regulation & Client Money Asset standards.
- Accountable for managing and ensuring screening of prospects, clients and counterparties against various Screening tools.
- End to End management of client Periodic and Trigger Reviews based on the Group policy requirements
- Ensure day to day tasks are performed as per the agreed SLA and in controlled manner
- requests for Client Maintenance
- review and work on Alert Management as part of continuous client screening
- dissemination of accurate Management Information.
- support Group, Internal & Regulatory Audits.
- Work collaboratively within the definition of this role to support Business.
- Support product/Business management team in setting up any new operational processes for new products.
- Recommend, Develop and Implement scalable solutions to drive process efficiencies
- Proactive identification of gaps in adherence of the CDD DaP and local process requirements and escalating it to the appropriate Senior Management forums or key stakeholders.
- Raising ORAC for risk events and issue details identified within the CDD team and tracking them for closure
what we’re looking for:
- The ideal candidate will have an excellent command of the English language with strong written and oral communication skills and an ability to communicate and influence at all levels of the business.
- A very strong understanding on elements of Know Your client (KYC) and PMLA guidelines.
- Solid analytical skills with ability to prepare reports/resolve problems
- Operate effectively in a dynamic environment with tight deadlines, and can prioritize one’s own work to achieve them
- Proven track record in Client Due Diligence, Business Process Design and Analysis
- Graduate /post graduate in any discipline with relevant experience in the area of Diligence and AML
Skills that will help you in the role:
- Knowledge of the SEBI guidelines, equity products and emerging technologies and their applications will be an added advantage
- Previous experience of supporting / leading on boarding teams in MNC banks
- The ideal candidate will be focused on excellence and delivery, resilient and able to work with many and varied deliverables
- Knowledge and understanding of operational risks, their origins and effects and the relevant, practical controls required to mitigate them.
- High standards of quality and rigour are applied to all deliverables
Apply Now – https://rb.gy/hsywvw